Banking Regulations / Banking Organisation / Bank Management Law and Compliance
Clients of the banking industry and of investment funds management industry will be interested in the following advisory services:
- Application and authorisation process for banking licences and authorisation for conducting a banking business inside Germany
- Establishing a branch or a subsidiary in Germany
- Outsourcing of financial services and/or support services from Germany to other EU and EEA members states
- Risk Management (MaRisk), Risk Controlling and issues such as the BaFin’s Derivative Regulation (Derivate-Verordnung)
- Regulatory requirements on publication and reporting requirements (e.g. Ad-hoc reporting requirement and current law suits)
- Application and process of EU-Passport
- Implementation of MiFID-rules as well as current issues the post-implementation
- Avoidance of Anti-Money-Laundering issues; advising on German Banking Regulation Authority’s requirements; the handling of the Anti-Bribery regulation concerning banking corporations in Germany
Emphasis is made on the fact that communicating with the regulatory administration requires an experienced solicitor.